530 "Broker/Dealers" Experts for Phone Consults or Project Work

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	Tammy_Eisenberg Chief Compliance Officer/General Counsel I am a compliance and legal professional with nearly 15 years of experience encompassing broker-dealer, investment adviser, hedge fund and commodity trading adviser issues. I have built broker-dealers, hedge funds and investment advisers (including their compliance programs) from the ground up and partnering effectively with business leaders to help the company achieve its goals. My exp read more
	Mark_B Director of Supervision and Compliance I bring over 12 years of experience in compliance program design, development, and implementation for broker/dealers, RIAs, and insurance companies. read more
	ekarpman Self-Employed Eric Karpman was most recently, the Head of Trading Technology at Renaissance Capital Group. During his tenure at Wall Street, Mr. Karpman has worked on the equity trading sell-side at Renaissance Capital and Fuji Bank, on the fixed income trading sell-side at JJKennyDrake trading unit of Standard & Poor's, on various trading desks at Bear Stearns as well as for the buy-side at BNY Mello read more
	Stephen_Curry Managing Director Stephen Curry was until recently, the Managing Director of Divestitures and Merger Integration at Bank of America, and spent much of his 23 years with Bank of America merging and integrating financial services companies. While at Bank of America, Mr. Curry also served as the Chief Operating Officer of Investment Banking, and Head of Strategy/M&A for Global Wealth & Investment Management. read more
	exchangeexpert Chairman A leading expert in the world of financial markets who has advised many of the world's leading exchanges, banks, brokers and governments. Considerable experience in emerging markets and various aspects of trading. read more

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