***** ***** & Associates Presence in
Chartered Accountants Uttar Pradesh Madhya Pradesh
Haryana



FIRM’S PROFILE


Name of Firm ***** ***** & ASSOCIATES


State Head Office HARYANA
17/5, Alok Bhawan, Jacop Pura
Gurgaon
Date of Establishment ***** .

Empanelment No with CR 1052
Comptroller & Auditor Gen of India

RBI/Bank Audit Panel Reg No *****

ICAI Firm Registration No 6900C


Service Tax Reg No AAHFM077EST001

PAN No of Firm AAHFM0776E

No of Partners/CA in the Firm 06 (Six ) Partners

Name of Partners & Qualification

i. Pramod Kumar *****
B. Sc. F. C. A. , Dip In Information System (ICAI)
L. LB (Gold Medal), MBA
Certificate from ILI (I. P. R) , Certificate from ILI (Cyber Laws),
Membership of ICAI From 17, Jan 1994



***** ***** & Associates
Chartered Accountants



ii. Rajeev Agarwal ***** . F. C. A. Membership From Aug 1987
iii. Vijay Kumar Jain ***** F. C. A

Iv, Mahesh Prasad Tiwari ***** A. C. A

v. Megha ***** ***** A. C. A

vi Alok *****
FCA LLB, ****, CS

No of Staff Article Cl. 06 Persons
Other Staff 07 Persons
Other Professional Staff 01

Area of Work

We have handled/ability to Handel the work relating to

1. Statutory audits, Tax Audits, Management Audits, IT Audits, Depsoitory Audits, Internal and Concurrent Audits and Inspections.
2. Stock Audits
3. Income Tax Matters compliances, TDS matters and appeals to various Income Tax Authorities and Contesting Appeals before IT Appellate Tribunals.
4. Matter relating to UP VAT.
5. Matters relating to Service Tax.
6. Consultation for ROC/Corporate Affairs matters.
7. Consultation for Project Financing.
8. Advisory Services on various Management and Financial matters.
9. Accountancy Matters.

Experience
The Firm has post merger/ consolidated experience as under

I. Audit of Govt Corporation/Govt Controlled Institutions

1. Audit of DRDA (Distt Rural Dev Agency) Kanpur Nagar for ***** .
2. Audit of DRDA (Distt Rural Dev Agency) Kanpur Nagar for ***** .
3. Audit of DRDA (Distt Rural Dev Agency) Kanpur Nagar for ***** .
4. Audit of DRDA (Distt Rural Dev Agency) Kanpur Nagar for ***** .
5. Audit of DRDA (Distt Rural Dev Agency) Chitrakoot for FY ***** .
6. Audit of DRDA (Distt Rural Dev Agency) Banda for FY ***** .
7. Audit of DRDA (Distt Rural Dev Agency) Mahoba for FY ***** .
8. Audit of U. P. Cooperative Spinning Mills Fed Ltd Consolidation a/c
9. Internal Audit of PDCF Ltd Parag Milk of Bindki Fathepur for *****



***** ***** & Associates
Chartered Accountants


10. Internal Audit of

(a) U. P. Cooperative Spinning Mills Ltd Fathepur ***** .
(b) U. P Cooperative Spinning Mills Ltd Fathepur ***** .
( c) U. P Co-op. Spinning Mills Fed Ltd Kanpur (H. O. ) ***** .
(d) Sahkari ***** ill Ltd Amroha J. P. Nagar *****
(e) Internal Audit of U. P. Cooperative Spinning Mills Fedration Ltd *****
(f) Internal Audit of U. P. Cooperative Spinning Mills Fedration Ltd *****
(g) Internal Audit of U. P. Cooperative Spinning Mills Fedration Ltd *****



II. Accounting/Financial Statement Preparation of Govt Institutions

(i) MANDI SAMITI
Krishi Utpadan Mandi Rura
Krishi Utpadan Mandi Uttaripura
Krishi Utpadan Mandi Chaubeypur
Krishi Utpadan Mandi Pukhrayan
Krishi Utpadan Mandi Chibramau
Krishi Utpadan Mandi Kannauj

(ii) Field Level Consultant
Nagar Panchayat Nawabganj Unnao 2011

III. Internal Audit/Concurrent Audit

1. Internal Audit of CIRC , DO, BOS of Institute of Chartered Accountants of India for ***** . - ***** (3 Years)

2. Concurrent Audit of India Bulls Securities Ltd Depository Services for ***** to
***** till date. (5 years)

3. Internal Audit of India Bulls Securities Ltd Depository Services for ***** to *****
till date . (2 Years)

4. Internal Audit of Depository of State Bank India Main Branch Kanpur for ***** , ***** ,
***** , ***** . (4 years)

5. Inspection on behalf of U. P. Stock Exchange for 2 members in Feb/March 2009.

6. Internal Audit of Depository of Prabhat Financial Services Pvt Ltd ***** .

7. Inspection / Audit on behalf of Central Depository Services Ltd for DP and Registrar and Transfer Agents during ***** and reappointed for ***** . Conducted Inspection of DP and Registrar Inspection of 9 units was carried out in ***** And Inspection of 19 units was carried out in *****


***** ***** & Associates
Chartered Accountants


Details of Inspection carried out in *****
S. No. DP/RTA Name City
1. Allahabad Bank Kanpur
2. Allahabad Bank Lucknow
3. Mani Securities Pvt Ltd. Lucknow
4. Sykes & Rays Equities (I) Ltd. Lucknow
5. Siddhi Shares Private Limited Civil Lines Kanpur
6. Siddhi Shares Private Limited Birhana Road Kanpur
7. LML Limited Kanpur
8. JK Cement Ltd Kanpur
9. Indo Gulf Fertilizers Limited Jagdishpur



Details of Inspection carried out in *****

S. No. DP/RTA ID DP/RTA Name City
1. ***** Alankit Assignments Limited Bareilly
2. ***** Uttam Financial Services Ltd. Gaya
3. ***** Sykes & Rays Equities (I) Ltd. Varanasi
4. ***** Sykes & Rays Equities (I) Ltd. Allahabad
5. ***** Securities Private Limited Muzaffarpur
6. ***** SAM Global Securities Limited Bulandshahar
7. ***** SAM Global Securities Limited Meerut
8. ***** SAM Global Securities Limited Shamli
9. ***** SAM Global Securities Limited Meerut
10. ***** Seema Securities Private Limited Agra
11. ***** Siddhi Shares Private Limited Kanpur
12. ***** Siddhi Shares Private Limited Bareilly
13. ***** Prabhat Financial Sevices Private Ltd. Kanpur
14. ***** Allahabad Bank Lucknow
15. ***** Allahabad Bank Kanpur
16. ***** Allahabad Bank Varanasi
17. ***** Magadh Stock Exchange Limited Patna
18. 200 LML Shares Registry Kanpur
19. 223 J K Synthetics Limited and J K Cement Limited Kanpur

8. Concurrent Audit of M/s Mohan Steels Ltd for FY ***** and ***** and ***** and ***** appointed in Consultation with BIFR

***** ***** & Associates
Chartered Accountants

IV. IT /SYSYTEM RELATED WORK

(i) MISLA (ADVANCES RETURN) ADUDIT OF STATE BANK OF INDIA
We have conducted MISLA Audit following Branches for quarter ended June 2003
a) Bakshi Ka Talab Lucknow
b) Latouch Road Lucknow
c) Kunda Pratapgarh

(ii) IT AUDIT OF Central India Regional Council of ICAI - IT CENTRE in June 2010.

V. INVESTIGATION
Financial Investigation of U. P. Sahkari ***** ills Ltd Fatehpur U. P.

VI. Revenue Audit of Banks

1. Allahabad Bank
Para Branch Hamirpur Zone FY *****

2. (a) Punjab National Bank *****
-Sipri Bazar Jhansi Large Br
-Civil Lines Jhansi Med. Br.
-Balrampur Large Br
-Laxmanpur Basti Small Br

(b) Punjab National Bank *****
- Banpara Maharaj Kanpur - Jhinjak Kanpur - Sabitganj Etawah - Harpur Tiwari Gorakhpur - Paniyara Gorakhpur
(c) Punjab National Bank *****
- Arya Nagar Kanpur - Jageshwar Kanpur - Maswanpur Kanpur - Stock Exchange Kanpur - Dwarikadish Rd Kanpur - Clock Tower Dehradun - IDPL Dehradun - Laxman Jhoola Dehradun
(d) Punjab National Bank *****
- Rlyganj Hardoi - MG Road Hardoi - Beniganj Hardoi - Banda Banda - Bangra Orai - Gursarai Orai - Lahagarh Orai
(e) Bank of India
- Bawan Hardoi Medium Br.

***** ***** & Associates
Chartered Accountants


3. Security Inspection of Bank of Maharashtra Mall Road Br Kanpur during 1998

VII. Statutory Audit / Other work of Banks and Financial Institutions

1. The Firm was Statutory Branch Auditor of Punjab National Bank for following Branches:-

i) Tanda Branch 2004
ii) Utrathu 2004
iii) Gadwal Chauraha Branch 2004
iv) Shastri Nagar Kanpur 2005
v) IAF Chakeri Kanpur 2005
vi) Jageshwar Kanpur 2006

vii) Kidwai Nagar Kanpur 2006
viii) Karrahi Kanpur 2006
ix) Secundrabad Branch Hydrabad A. P. 2007
xi) Kochin Branch Kerla 2007
x) Kottayam Branch Kerla 2007
xi) Haridwar Uttranchal 2008
xii) Shahjahanpur U. P. 2008
xiii) Darbhanga Bihar ***** . The Firm was Statutory Branch Auditor of Bank of India and has Conducted following audits

i) Jhansi Branch 2003
ii) Unnao Branch 2003
iii) Purwa Branch 2003

iv) Jhansi Branch 2002
v) Unnao Branch 2002
vi) Purwa Branch 2002

vii) SSI Kanpur Br 2001
viii) Kasturba Mg Br 2001

ix) Swaroop Nagar Kanpur 2000
x) Lal Bangla 2000

xi) Mandhana Kanpur 1999
xii) Purwa Unnao ***** . The Firm was Statutory Branch Auditor of Bank of Baroda and has Conducted Audit of
Following Branches :-

(a) Nakka Muzaffra Faizabad 1998
(b) Sikanderpur Akbarpur 1998
(c) Arvat Faizabad ***** . The Firm was Statutory Branch Auditor of Allahabad Bank and had Conducted Branch Audit of following Branches :-

a) Unnao Main Branch 1995
b) Makanpur Mahoi Fatehpur 1995
c) Charkhari Branch 1996
d) Kulpahar Branch 1996
e) Kharela Branch 1996
f ) Shakti Nagar 1997
g) Silthan 1997
h) Wyndhaumganj 1997


VIII. PROJECT VIABILITY STUDY

1. We have conducted the Project Viability Study for Ferrrum Steels Ltd on Behalf of Bank of Baroda.
2. Stock Audit and ROC work on behalf of State Bank of India for Branches Zonal Office Kanpur and LUCKNOW circle.

IX. PRIVATE CLIENTS

1. We have large no of private clients and we are actively handling work relating to Statutory audits, Tax Audits, Management Audits, IT Audits, Depsoitory Audits, Internal and Concurrent Audits and Inspections. Stock Audits.
2. Income Tax Matters compliances, TDS matters and appeals to various Income Tax Authorities and Contesting Appeals before IT Appellate Tribunals.
3. Matter relating to UP VAT. Service Tax , OC/Corporate Affairs matters.
4. Consultation for Project Financing. Advisory Services on various Management and Financial matters and Accountancy Matters.


Date 11 June 2011 For ***** ***** & ASSOCIATES Place Gurgaon Chartered Accountants



CA MEGHA *****