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  1. 1. Provide a clear description of your needs and your expectations of an expert, consultant or job candidate and Zintro will match it with the most relevant professionals in our platform.
  2. 2. Within a day or two typically 6 - 12 Experts, who have opted-in, will contact you with a brief explanation of their qualifications and how they can help.
  3. 3. You can communicate back and forth, qualify each other, connect and pay fees to Experts through Zintro.
  4. Zintro is free, anonymous and without obligation.

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Recent Registered Investment Advisor (ria) Compliance Inquiries

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Registered Investment Advisor (ria)

Our firm is seeking professionals for a phone consultation, with expertise on ria aggregation and on building an ria platform at-scale. Further, providing perspective on the current state and future projection of ria industry, with particular insights into (1) growing/declining niche client sub-sectors and (2) investment in technology/tech services to manage firm and serve clients more efficiently. Ideally, we would prefer to speak with someone who recently worked at/currently in a leadership role at a fiduciary wealth firm. This would be for a 1-hour paid phone consultation. To demonstrate your relevance in this space, please consider answering the following questions. 1. Briefly, can you share the level or extent of your experience in this space in relation to your previous/current role? 2. Would you be able to discuss each of the following topics in-depth? Kindly answer with yes/no or a few brief statements. 2a. Have you successfully assisted in sourcing or identifying ria firms for potential acquisition/merger to a larger ria platform? 2b. Have you managed and grown a set of acquired/merged ria firms on a new platform? 2c. Are you familiar with the specific financial/economic inputs to track and measure for achieving the platform scale? 2d. Can you share your insights on the key growth markers of an ria that require or provide room for greater investment in people/technology? (ex, aum milestones, client volume, client complexity and services needed)? 2e. In managing a number of ria firms on a single platform post-acquisition/merger, are you able to discuss some of the challenges and operating realities? **please note that we are only interested in your personal point of view and are not seeking confidential information. ***referrals are highly appreciated

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    James |Managing Partner

    I run an RIA and have acquired five others. I would be happy to help....

    2.3 Hours Later
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    Kyle |Vice President

    Rate: $200 1. Briefly, can you share the level or extent of your experience in this space in relat...

    2.6 Hours Later
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    Ashish |Portfolio Manager

    I founded my own RIA seven years ago and it is still in business. I worked for two other RIAs for se...

    5.2 Hours Later
+15 Other Responses
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Hedge Fund Allocation

Seeking an expert witness for hedge fund allocation, due diligence, etc. Witness for potential arbitration representing respondent's (ria) interests with a non-discretionary practice. Prefer a california based expert. Looking for strong academic credentials in investment/finance.

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    John |CEO

    My firm has a hedge fund expert with 20 years industry experience in due diligence, risk management,...

    14 Minutes Later
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    Tom |Managing Director, Head of Investments a

    In addition to 18 years experience in industry, I do this due diligence for my current client base a...

    43 Minutes Later
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    Manuj |Consultant

    I have over 10 years of experience in the hedge fund industry, including consulting family offices o...

    48 Minutes Later
+12 Other Responses
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Ria Regulation And Compliance

We are looking for an expert within the ria industry to help us understand the current ria market. We are looking for one or multiple 1 hour phone calls with a highly qualified and knowledgeable expert that can clearly explain the state and federal regulation governing rias, the mechanics of upkeeping and staying within compliance, and future regulation that will affect the industry

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    Terry |Senior Managing Director

    Good evening. I am an experienced financial services executive currently working at an independent ...

    18.5 Hours Later
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    Harold |Professor of Practice

    I would be happy to chat and as Chairman of a fairly large 30+ year RIA am generally familiar with t...

    18.8 Hours Later
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    Rajesh |Consultant

    I will be happy to engage incase you are looking at RIA from Indian perspective. I am based in Ind...

    21.1 Hours Later
+6 Other Responses
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Angel Investment

To start a health care project in india we need 90 cr inr angel investment, as this is in start up stage angel investments prefferd

  1. Profile Picture

    Jukka |President, Director

    I HAVE BEEN INVOLVED IN ANGEL AND *****EMENT FINANCING FOR YEARS FOR MANY COMPANIES. THIS WOU...

    29.3 Days Later
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    Abhishek |Investment Banker/ Management Consultant

    kindly contact me with details at ***** I can help you do this....

    43.6 Days Later
+4 Other Responses
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Manufactured Housing Investment

Our client wishes to speak with brokers relating to rias / wholesalers for real estate investing. Cap rates in the manufactured housing market have compressed recently, this would be an alternative investment opportunity for retail investors. This would be a 1-hour paid phone consultation. Briefly what level of recent direct experience do you have in this area please?

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    Mark |VP, Government Affairs, Tax and Accounti

    I have many clients who are in the manufacturing sector ...

    1.4 Hours Later
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    Joseph |Executive Managing Director

    I have been involved in CRE investment and finance for over 35 years and have completed over $6 bill...

    1.5 Hours Later
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    Samuel |Vice President

    My experience is in multifamily/industrial and office throughout the US. (acquiring, financing and m...

    2.2 Hours Later
+10 Other Responses
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Outsourced Compliance Services

New ria looking to hire an ongoing outsourced compliance firm

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    Philip |Managing Principal

    Where are you located? Position may be of interest to me....

    2.9 Hours Later
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    Rajagopalan |Chartered Accountant in practice

    please inform the description of the work *****r 7x462R...

    8.9 Hours Later
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    Jeffrey |VP/Director

    Are you still in need of an expert?...

    71 Days Later
+4 Other Responses
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Investment Policy Statement

My name is marvin. I am a trustee for 5 trusts investments managed by northern trust bank .I need a specialist to prepare investment policy statement for each trust.

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    Kristoffer |Managing Partner

    Hi Marvin , We would be happy to discuss this engagement. Please contact us at 949 467 9960 Kris...

    2.1 Hours Later
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    Mike |Managng Director

    Dear Marvin, Investment policy ***** dependent on what the trust wants to achieve. I have c...

    2.9 Hours Later
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    David |Principal, Private Client Financial Advi

    Very experienced with investment policy and preparing investment policy *****: tailoring each t...

    6.6 Hours Later
+13 Other Responses
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Stock Market

Expert witness to review investments made by a person in the stock market from 2000 to 2012 and to give an opinion as to whether his decesions substantially increased the value of his investment portfolio or would he have been better off just following the dow jones industrial averages

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    Martin |Advisor

    Is this for a *****? I do work like that; I am with a large consulting firm....

    13 Minutes Later
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    Michael |Portfolio Manager

    Sounds interesting, would love to hear more about the scope of the project...

    15 Minutes Later
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    Robert |Managing Director

    I would be pleased to be considered for the project identified. I am a registered investment adv...

    24 Minutes Later
+25 Other Responses
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Investment Advisor

We are looking for granular data/insights into the retail advisor market (including independent investment advisors and registered investment advisors) who focus on the mass affluent market (investors with $100,000 — $1,000,000 in investable assets). Helpful specifics would include pricing mechanics and revenues of companies who serve independent advisors such as moneyguidepro, moneytree, emoney, byallaccounts, cashedge etc.

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    Blair |Investment Advisor

    Hello, I perfectly fit your search description. I am a Registered Investment Advisor working wit...

    8 Minutes Later
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    Robert |President

    I am not a retail investment advisor. My work is in investment banking, M&A and *****actions...

    43 Minutes Later
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    David |Principal, Private Client Financial Advi

    I'm somewhat familiar with eMoney system. Others in my firm (MML Investors Services use it as well. ...

    1.1 Hours Later
+18 Other Responses
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Brokerage Operations

I would like to schedule an initial introductory consultation for a possible expert witness. I am a private investor that has a dispute with my brokerage firm re: poor trade execution and a margin call that went bad. Case is being arbitrated through finra

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    Francis |Sr. Consultant - Oil & Gas

    I will be able to guide and assist you in your case given my experience with Morgan Stanley and Cabo...

    3.9 Days Later
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    Chris |Head Trader/ BA

    I would be happy to discuss further...

    3.9 Days Later
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    John |President / CEO

    Thank you for contacting Bedford and Main Financial Consulting.  We ***** opportunity to sp...

    7.9 Days Later
+4 Other Responses
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Trade Agreements And Cross Border Investments

We would like to speak with experts who can share insights in negotiating trade agreements and cross-border investments. Expert with hands-on expertise in drafting trade & investment agreements understands their implications and has lead such initiatives. Looking for director, vp or arbitrator, founder. 15+ years is a must. Target company: asian trade center geo: singapore this is for 60 mins phone consultation. To demonstrate your relevance, would you be able to discuss/share your in-depth insights on the following topics below: 1. Energy charter treaty 2. Investment treaty 3. Tax benefits within treaties 4. Codification

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    Elizabeth |General Manager

    this is definitely what we do. You can email me the details at *****...

    2.1 Days Later
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    Ajay |Co-Founder & Board Member

    "My charges are USD 500 per hour. I’m a subject *****rt on Banking, Payments, Trade Finance et...

    2.2 Days Later
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    Abhineet |Government Advisory || Public Policy ||

    "I am definitely interested. I can talk about... 1.Investment treaties 2.Tax benefits within treati...

    2.2 Days Later
+50 Other Responses
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Investments In Founder & Family-owned Businesses

A simple referral could net you six figures and a mercedes! zintro has developed a business relationship with trivest partners. Yes, you may have seen this inquiry before. There are 6 potential deals in our pipeline from that last inquiry with a total enterprise value of over $350 million. Trivest is the oldest private equity firm in the southeastern united states and has $415 million of committed equity capital to invest in founder and family owned companies. We are seeking to invest in companies that meet the following criteria: - founder or family owned business - revenue in excess of $20 million - operating income in excess of $4 million - based in us or canada - the owners of the business are willing to sell a controlling stake if you are aware of businesses that meet these criteria and are interested in getting paid a six figure buy-side fee for the introduction, please reply by zintro message with: - a high level description of the target company (with or without name) including location of the company's headquarters and approximate annual revenues, if available - your email address (it will appear blocked to you, but we can see it because we are premium subscribers) trivest pays buy-side fees for any introduction that leads to a closed platform transaction (1% of the purchase price + one hundred thousand dollars). For a one hundred million dollar transaction,trivest would pay a fee of $1.1 million (80% paid to you, 20% to zintro). And last but not least, you will also take home a 3-year lease on an s-class mercedes benz. If the referred target company sounds like a potential fit, we will send you a referral agreement and set up a time for a call. We look forward to hearing from you.

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    Priyanshu |President

    I am a business broker and I am interested in knowing more....

    13.8 Hours Later
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    Simona |Business Consultant/Financial/HR Manager

    Hello ,I can do this....

    13.8 Hours Later
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    Geary |Principal

    I would like to open discussions regarding a firm that meets the criteria that has been set forth. ...

    13.8 Hours Later
+153 Other Responses
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